Session Details
Integrated risk surveillance

Presenting Speakers

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About the Session

Global conflict has stretched risk frameworks for AML/CFT, trade surveillance, eComms, voice, and digital assets. Experts have long called for integrated management approaches across silos, is RegTech ready to enable better models to defend the firm?

Regulatory Challenges
  • Dear CEO letter on Fin Crime and market abuse safeguards here
  • US $2 billion in WhatsApp fines
  • FCA TR19/4 here
  • FCA 05/22 Market Watch 69 – Observations on market abuse surveillance here
  • Bank of England – Charting the Future of Post-Trade here
  • Economic Crime (Transparency and Enforcement) Act
  • FATF 40 recommendations here
New RegTech/SupTech drivers
  • FINOS Common Domain Model project here
  • FIA Surveillance and Market practices here
  • JWG analysis on Surveillance RegTech 2022 here
  • JWG analysis – Market Watch 69 & Surveillance RegTech here
  • JWG economic crime RegTech analysis and RegCast here
  • JWG AML and TM RegTech 2022 analysis here
  • JWG analysis on DeFi and the AML car here