NextGen Trading Compliance RegTech Seminar 2023

22 March 2023 11:00 – 16:00 GMT

Sponsors & Strategic Partners

Participants

Confirmed Speakers

Adam Schneider
Digital Assets, Banking and Wealth
Chris Beevor
UK MLRO and Group Compliance COO
David Berry
Market Data Exchange Commissions Global Sourcing
David Silverman
Risk and Compliance senior executive
Jackson Mueller
Director of Policy and Government Relations
Janine Hofer-Wittwer, CFA
Head of ESG Data and RegRisk Services
John Graham
Director of Regulation
Marc Gratacos
Managing Partner
Matt Coupe
Director, Global Head of Cross Asset Market Structure, Markets EMEA
Paul Cottee
Director, Subject Matter Expert, Compliance
PJ Di Giammarino
CEO
Rachel Wolcott
Senior editor, risk and compliance
Ralf Huber
Co-Founder & CRO
Rhiannon Price
Wholesale Crypto Policy Manager
Richard Bain
Head of Compliance for State Street GlobalLink
Rudolf Siebel
Managing Director
Sam Tyfield
Partner
Stephen Hanks
Manager
Susan Yavari
Senior Regulatory Policy Advisor
Ullrich Hartmann
Ullrich Hartmann, PWC

Context

Are you a senior executive or compliance officer for a financial services firm?

If so, then you know that the industry’s regulatory framework is changing fast. MiFID III, the Edinburgh plan and DFA II consultations were published in December 2022. It can be difficult to keep up with all the changes – but that’s where we come in. JWG has collaborated with hundreds of SMEs to help guide MiFID compliance since 2006. Our analysts monitor all regulatory websites and use our RegDelta platform to spot the key issues for the business and identify the impact on the middle and back office.

Objective

In this conference, leading De Fi, Digital Asset and TradFi SMEs will articulate the key trading compliance challenges precipitated by divergent UK, EU, US and Asian policies. We will discuss how proven RegTech can be deployed now to help empower 2nd and 3rd lines of defence to ensure customer, firm and regulatory interests are aligned.

JWG is a top market intelligence company, uniquely placed to help companies position their RegTech products and services to senior decision makers in leading financial institutions. You benefit by:

  • Connecting with our global network of regulators, regulated and those that serve them
  • Quickly assimilating decades of research into the top challenges of RegTech
  • Understanding the SME pain points of people like you who have attended it started the MiFID Joint Working Group in 2006.

JWG RegTech events are ‘must go’ for many senior decision makers which help shape the future of the of RegTech and are at the forefront of this rapidly growing industry.

Act now to help shape the agenda and maximise your message to the market.

Objective

In this conference, leading De Fi, Digital Asset and TradFi SMEs will articulate the key trading compliance challenges precipitated by divergent UK, EU, US and Asian policies. We will discuss how proven RegTech can be deployed now to help empower 2nd and 3rd lines of defence to ensure customer, firm and regulatory interests are aligned.

Virtual Panels

We are crafting the right agenda based on our exclusive research on the real-world policy and implementation challenges in this fast moving space

Target Audience

Business: Buy-side and sell-side trading; Portfolio management; FinTech; De Fi; FMI

Middle office: Regulatory SMEs, heads of regulatory change, compliance, legal, technology, market data, procurement, risk, regulators

Executive decision-makers: CROs, CIOs, CAOs, COOs, CDO, heads of eCommerce, heads of market structure

Why attend for Sponsors Why attend for Delegates

Virtual for Delegates

Watch presentations live as they happen on any computer or mobile device and connect with fellow attendees

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Virtual for Sponsors

Connect with other delegates, listen to live sessions and get seen by the right decision makers globally

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On-Demand

All sessions will be available after the conference for 6 months

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