Session Details
Digital assets compliance – a line in the sand

Start: 22 March at 14:10

Presenting Speakers

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About the Session

The tide has receded leaving global regulators to align digital asset policies. How does RegTech help Compliance deal with customer, product and market obligations in decentralized finance

Regulatory Challenges
  • Evidence by Charles Randell on cryptoassets here
  • ESMA guidelines for a DLT market infrastructure here
  • FED, FDIC, OCC crypto-asset liquidity risk statement here
  • GDCA 2022 impact report here
  • UK HMT Future financial services regulatory regime for cryptoassets
  • HKMA Crypto-asset and stablecoin discussion paper 
  • US Crypto joint statement
  • 0123 digital asset remarks Commissioner Peirce here
  • 0123 SIFMA core principles to address regulatory gaps here
  • UK Edinburgh plans
  • Full research here
New RegTech/SupTech drivers
  • JWG analysis: new UK asset management RegTech here
  • JWG analysis: Navigating choppy digital asset waters here
  • DeFi and TradFi compliance obligations and tooling post FTX here
  • TR analysis UK Crypto jurisdictional matters here
  • JWG analysis UK Crypto needs RegTech here
  • Thomson Reuters UK Crypto analysis here 
  • GDF annual report 2022 here
  • Milken FinTech in Focus 2022 here here
  • JWG analysis: RegTech, key to stablecoin stability here
  • JWG analysis: Regulating digital-assets: after the tide goes out here
  • JWG analysis: US order