Session Details
Compliance in a more transparent market

Presenting Speakers

This content has been restricted to logged in users only. Please login to view this content.

About the Session

Market data and post trade transparency is up for debate. As the UK contemplates market reforms, ESMA has been asked to specify the ‘quality and the substance of core the market data and the quality of the transmission protocol’. Both are introducing new CTPs. COOs and compliance officers risk being unable to police bad data and holding the SM&CR bag. What trading capabilities are needed to comply in a more clearly defined marketplace?

Regulatory Challenges
New RegTech/SupTech drivers
  • CTP
  • Clock synchronisation
  • Standards & identifiers: LEI, ISIN
  • Holistic Trade/AML  surveillance
  • Market data quality
  • Algo controls